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Bradley Arnold Allan

Compass Financial Management LLC

Phoenix, AZ

CRD 6740905

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Employer firm

Compass Financial Management LLC CRD 156345

$894M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-01
  • AZ RA
    APPROVED
    Since 2025-12-01

Branch Locations

2801 E. Camelback Road. Suite 200, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Bellevue WA 12/2016 03/2017
New York Life Insurance Company Bellevue WA 04/2017 08/2017
Family First Life Seattle WA 04/2018 11/2025
The Allan Agency Surprise AZ 11/2019 11/2025
Compass Financial Management Llc Phoenix AZ 11/2025 Present
Unemployed Seatle WA 07/2016 11/2016
Unemployed Seattle WA 09/2017 03/2018
  • 12/2016 → 03/2017
    Axa Advisors, Llc
    Bellevue, WA
  • 04/2017 → 08/2017
    New York Life Insurance Company
    Bellevue, WA
  • 04/2018 → 11/2025
    Family First Life
    Seattle, WA
  • 11/2019 → 11/2025
    The Allan Agency
    Surprise, AZ
  • 11/2025 → Present
    Compass Financial Management Llc
    Phoenix, AZ
  • 07/2016 → 11/2016
    Unemployed
    Seatle, WA
  • 09/2017 → 03/2018
    Unemployed
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-13
S63 Uniform Securities Agent State Law Examination 2017-01-13
  • S65 Uniform Investment Adviser Law Examination
    2025-10-13
  • S63 Uniform Securities Agent State Law Examination
    2017-01-13
Other Names
  • Brad Arnold Allan
  • Bradley Allan

View on SEC IAPD

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Nearby Investors

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Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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