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Patricio Miguel Panuncio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-22
UT RA APPROVED 2019-02-20
  • TX RA
    APPROVED
    Since 2019-02-22
  • UT RA
    APPROVED
    Since 2019-02-20

Branch Locations

1100 E 6600 S, Salt Lake City, UT 84121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 08/2018 Present
Rbc Wealth Management Salt Lake City UT 12/2016 12/2017
Charlene Albarran For Congress Salt Lake City UT 01/2016 11/2016
University Of Utah Salt Lake City UT 08/2012 05/2018
Bank Of America, N.A. Salt Lake City UT 09/2018 Present
  • 08/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Salt Lake City, UT
  • 12/2016 → 12/2017
    Rbc Wealth Management
    Salt Lake City, UT
  • 01/2016 → 11/2016
    Charlene Albarran For Congress
    Salt Lake City, UT
  • 08/2012 → 05/2018
    University Of Utah
    Salt Lake City, UT
  • 09/2018 → Present
    Bank Of America, N.A.
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2019-02-15
Other Names
  • Patricio Miguel Panuncio
  • Patricio M Panuncio
  • Patricio Panuncio

View on SEC IAPD

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