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Asa Mahan Ramirez

Wells Fargo Clearing Services, LLC

Greenville, SC

Simpsonville, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-13
TX RA APPROVED 2022-07-13
  • SC RA
    APPROVED
    Since 2022-07-13
  • TX RA
    APPROVED
    Since 2022-07-13

Branch Locations

15 S Main St 3Rd Fl, Greenville, SC 29601 • United States

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Spartanburg SC 01/2017 07/2022
Cowley County Community College Arkansas City KS 08/2014 01/2017
Morgan Stanley Private Bank, National Association New York NY 04/2017 07/2022
Wells Fargo Clearing Services, Llc Greenville SC 07/2022 Present
  • 01/2017 → 07/2022
    Morgan Stanley
    Spartanburg, SC
  • 08/2014 → 01/2017
    Cowley County Community College
    Arkansas City, KS
  • 04/2017 → 07/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2022 → Present
    Wells Fargo Clearing Services, Llc
    Greenville, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-17
  • S66 Uniform Combined State Law Examination
    2017-04-17

View on SEC IAPD

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Bradley James LaRue
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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT · GREENVILLE, SC

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