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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
WA RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • WA RA
    APPROVED
    Since 2025-02-20

Branch Locations

9725 3Rd Avenue Ne Suite 610, Seattle, WA 98115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Time Value Investments Seattle WA 12/2016 Present
Seattle Stars Baseball Club Seattle WA 05/2015 09/2017
Elliotts Oyster House Seattle WA 07/2016 12/2016
University Of Washington Seattle WA 09/2014 Present
Concourse Financial Group Securities Inc Seattle WA 06/2017 02/2025
North Seattle Baseball Association Seattle WA 09/2018 11/2022
Cetera Wealth Services, Llc Seattle WA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 12/2016 → Present
    (Dba) Time Value Investments
    Seattle, WA
  • 05/2015 → 09/2017
    Seattle Stars Baseball Club
    Seattle, WA
  • 07/2016 → 12/2016
    Elliotts Oyster House
    Seattle, WA
  • 09/2014 → Present
    University Of Washington
    Seattle, WA
  • 06/2017 → 02/2025
    Concourse Financial Group Securities Inc
    Seattle, WA
  • 09/2018 → 11/2022
    North Seattle Baseball Association
    Seattle, WA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Seattle, WA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-28 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Seattle, WA
    Birmingham, AL
Other Businesses

(dba) TIME VALUE INVESTMENTS; Investment Related; 9725 3rd Avenue NE, Suite 610, Seattle, WA 98115; Institutional Investments; Start Date 12/2016; 160 hours per month with most hours per month occurring during trading hours; Bond sales and assist with compiling databases for prospects.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-28
  • S66 Uniform Combined State Law Examination
    2017-08-28

View on SEC IAPD

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