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Mallory M Maloney

Alliancebernstein L.P.

Seattle, WA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
WA RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • WA RA
    APPROVED
    Since 2024-01-19

Branch Locations

601 Union Street, Suite 4650, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. Seattle WA 11/2023 Present
Hagerty Seattle WA 10/2019 10/2023
Immerse Irvine CA 02/2019 10/2019
Mcclatchy Washington D.C. DC 03/2017 12/2018
Unemployed Sequim WA 07/2016 02/2017
  • 11/2023 → Present
    Sanford C. Bernstein & Co., Llc.
    Seattle, WA
  • 10/2019 → 10/2023
    Hagerty
    Seattle, WA
  • 02/2019 → 10/2019
    Immerse
    Irvine, CA
  • 03/2017 → 12/2018
    Mcclatchy
    Washington D.C., DC
  • 07/2016 → 02/2017
    Unemployed
    Sequim, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-26
S65 Uniform Investment Adviser Law Examination 2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2024-01-26
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
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