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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-18
WA RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-07-29

Branch Locations

112 Olds Station Rd Suite B, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc East Wenatchee WA 02/2017 08/2019
Eastmont School District East Wenatchee WA 09/2016 01/2017
Unemployed East Wenatchee WA 05/2016 09/2016
Thrivent Financial Appleton WI 02/2017 06/2017
Thrivent Financial Appleton WI 06/2017 07/2019
Cliftonlarsonallen Wealth Advisors, Llc Wenatchee WA 08/2019 07/2025
Raymond James Financial Services Advisors, Inc. Wenatchee WA 07/2025 Present
Raymond James Financial Services, Inc. Wenatchee WA 07/2025 Present
Previous Registrations
Other Businesses

(1) Name of Business: Riverbend Advisors, PLLC Address: 112 Olds Station Rd Ste B, Wenatchee, WA, 98801-5969, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/04/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member of this PLLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-27
  • S66 Uniform Combined State Law Examination
    2017-03-27

View on SEC IAPD

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