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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-12-01
TX RA APPROVED 2022-12-01
  • NE RA
    APPROVED
    Since 2022-12-01
  • TX RA
    APPROVED
    Since 2022-12-01

Branch Locations

13030 Pierce Street Suite 201, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 12/2022
Stifel, Nicolaus & Company, Incorporated Omaha NE 12/2022 Present
Previous Registrations
  • 2005-02-17 → 2022-11-30
    Cetera Wealth Services, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2001-06-25 → 2005-01-07
    Omaha, NE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23

View on SEC IAPD

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