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Emily Anne Sekulic

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-03-11
TX RA APPROVED 2018-04-18
CA RA APPROVED 2017-04-28
  • VA RA
    APPROVED
    Since 2021-03-11
  • TX RA
    APPROVED
    Since 2018-04-18
  • CA RA
    APPROVED
    Since 2017-04-28

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 12/2016 Present
Hoffman & Forde, Attorneys At Law San Diego CA 08/2016 12/2016
The Law Office Of Ashley M. Peterson San Diego CA 08/2016 09/2016
Barbri, Inc. Culver City CA 06/2016 12/2016
Bank Of America, N.A. San Diego CA 06/2017 Present
  • 12/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 08/2016 → 12/2016
    Hoffman & Forde, Attorneys At Law
    San Diego, CA
  • 08/2016 → 09/2016
    The Law Office Of Ashley M. Peterson
    San Diego, CA
  • 06/2016 → 12/2016
    Barbri, Inc.
    Culver City, CA
  • 06/2017 → Present
    Bank Of America, N.A.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Emily Sekulic

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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