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Jordan Lee Humble

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
FL RA APPROVED 2022-01-03
  • TX RA
    APPROVED
    Since 2023-07-26
  • FL RA
    APPROVED
    Since 2022-01-03

Branch Locations

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Southern Capital Llc Chattanooga TN 05/2018 10/2020
Merrill Lynch Chattanooga TN 12/2016 05/2018
Student Knoxville TN 07/2016 12/2016
Anthony Bussey Chattanooga TN 10/2020 11/2020
Northwestern Mutual Investment Services Llc Chattanooga TN 11/2020 10/2021
Anthony Bussey Chattanooga TN 11/2020 10/2021
Fisher Investments Tampa FL 11/2020 Present
  • 05/2018 → 10/2020
    Alpha Southern Capital Llc
    Chattanooga, TN
  • 12/2016 → 05/2018
    Merrill Lynch
    Chattanooga, TN
  • 07/2016 → 12/2016
    Student
    Knoxville, TN
  • 10/2020 → 11/2020
    Anthony Bussey
    Chattanooga, TN
  • 11/2020 → 10/2021
    Northwestern Mutual Investment Services Llc
    Chattanooga, TN
  • 11/2020 → 10/2021
    Anthony Bussey
    Chattanooga, TN
  • 11/2020 → Present
    Fisher Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2021-02-09
S66 Uniform Combined State Law Examination 2017-06-20
  • S65 Uniform Investment Adviser Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2021-02-09
  • S66 Uniform Combined State Law Examination
    2017-06-20
Other Names
  • Jordan Humble
  • Jordan Lee Humble

View on SEC IAPD

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