Colin T Roddy

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-12-03
MD	RA	APPROVED	2021-02-19

VA RA
APPROVED

Since 2025-12-03
MD RA
APPROVED

Since 2021-02-19

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

4305 Mountain Rd, Pasadena, MD 21122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	01/2019	12/2020
City Life Community Builders	Blatimore	MD	07/2018	12/2018
Heritage Financial Consultants	Hunt Valley	MD	12/2016	06/2018
Baltimore Country Club	Lutherville-Timonium	MD	05/2011	08/2018
Towson University	Towson	MD	08/2014	12/2018
Wells Fargo Clearing Services, Llc.	Lutherville	MD	12/2020	Present

01/2019 → 12/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
07/2018 → 12/2018

City Life Community Builders

Blatimore, MD
12/2016 → 06/2018

Heritage Financial Consultants

Hunt Valley, MD
05/2011 → 08/2018

Baltimore Country Club

Lutherville-Timonium, MD
08/2014 → 12/2018

Towson University

Towson, MD
12/2020 → Present

Wells Fargo Clearing Services, Llc.

Lutherville, MD

Previous Registrations

2020-08-10 → 2020-11-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-08

S66 Uniform Combined State Law Examination

2020-08-08

Other Names

Colin Roddy
Colin Thomas Roddy

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

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