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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-03
  • CO RA
    APPROVED
    Since 2023-04-03

Branch Locations

Greenwood Village, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 11/2016 02/2017
Ronin Capital Chicago IL 07/2007 11/2016
Personal Capital Advisors Corporation Denver CO 02/2017 04/2019
Personal Capital Advisors Corporation Denver CO 04/2019 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
Empower Financial Services, Inc Greenwood Village CO 04/2023 Present
  • 11/2016 → 02/2017
    Unemployed
    Chicago, IL
  • 07/2007 → 11/2016
    Ronin Capital
    Chicago, IL
  • 02/2017 → 04/2019
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2019 → 04/2023
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2023 → Present
    Greenwood Village, CO
  • 04/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2017-02-17 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Greenwood Village, CO
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-23
S65 Uniform Investment Adviser Law Examination 2017-02-17
  • S63 Uniform Securities Agent State Law Examination
    2026-02-23
  • S65 Uniform Investment Adviser Law Examination
    2017-02-17
Designations
  • Certified Financial Planner
Other Names
  • Mauricio Vaca

View on SEC IAPD

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