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Maximilian Wilhelm Vogt

Westchester Capital Management Inc

Omaha, NE

CRD 6738214

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Employer firm

Westchester Capital Management Inc CRD 110961

$556M regulatory AUM 41 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Westchester Capital Management Inc

801 North 96Th St, Omaha, NE 68114-2538 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-12-21
TX RA APPROVED 2016-12-20
  • NE RA
    APPROVED
    Since 2016-12-21
  • TX RA
    APPROVED
    Since 2016-12-20

Branch Locations

801 North 96Th St, Omaha, NE 68114-2538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westchester Capital Management Omaha NE 12/2016 09/2019
No Employment Omaha NE 10/2016 11/2016
Westchester Capital Management Omaha NE 02/2016 09/2016
Westchester Capital Management Omaha NE 09/2019 Present
  • 12/2016 → 09/2019
    Westchester Capital Management
    Omaha, NE
  • 10/2016 → 11/2016
    No Employment
    Omaha, NE
  • 02/2016 → 09/2016
    Westchester Capital Management
    Omaha, NE
  • 09/2019 → Present
    Westchester Capital Management
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-09
  • S65 Uniform Investment Adviser Law Examination
    2016-09-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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