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Ryan Richardson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-15
CA RA APPROVED 2018-03-13
  • TX RA
    APPROVED
    Since 2018-03-15
  • CA RA
    APPROVED
    Since 2018-03-13

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 01/2018
Automatic Data Processing Chandler AZ 12/2010 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2018 Present
Bank Of America, N.A. Chandler AZ 03/2018 Present
Previous Registrations
  • 2017-08-21 → 2018-01-29
    Edward Jones
    Queen Creek, AZ
    St Louis, MO
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2017-05-25
Other Names
  • Ryan Richardson
  • Ryan S Richardson

View on SEC IAPD

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EDWARD JONES
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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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