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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-08 |
| UT | RA | APPROVED | 2017-07-13 |
Branch Locations
1 S Main St, Saint George, UT 84770 • United States
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
299 S Main St 1St Fl Bank, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Saint George | UT | 02/2013 | Present |
| Wells Fargo Clearing Services,Llc | Saint George | UT | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-27 |
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