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Karen Kam

Edward Jones

Yuba City, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-04
CA RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2017-06-09

Branch Locations

475 Century Park Dr Ste A, Yuba City, CA 95991-5774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 Present
T-Mobile Us Roseville CA 05/2015 12/2016
  • 01/2017 → Present
    Edward Jones
    St Louis, MO
  • 05/2015 → 12/2016
    T-Mobile Us
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-01
  • S66 Uniform Combined State Law Examination
    2017-04-01
Designations
Other Names
  • Karen Ying Kam

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA
OSAIC WEALTH, INC. · YUBA CITY, CA
J.P. MORGAN SECURITIES LLC · YUBA CITY, CA
LPL FINANCIAL LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA
OSAIC WEALTH, INC. · YUBA CITY, CA

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