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Karen Kam

Edward Jones

Yuba City, CA

CRD 6737146

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-04
CA RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2019-01-04
  • CA RA
    APPROVED
    Since 2017-06-09

Branch Locations

475 Century Park Dr Ste A, Yuba City, CA 95991-5774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 Present
T-Mobile Us Roseville CA 05/2015 12/2016
  • 01/2017 → Present
    Edward Jones
    St Louis, MO
  • 05/2015 → 12/2016
    T-Mobile Us
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-01
  • S66 Uniform Combined State Law Examination
    2017-04-01
Designations
  • Certified Financial Planner
Other Names
  • Karen Ying Kam

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC

Nearby Investors

DAVID CARL BEHR
ROBERT THOMAS REED
Steven Paul Olin

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA

More in Yuba City, CA

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