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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-10
OK RA APPROVED 2019-04-15
  • TX RA
    APPROVED
    Since 2020-09-10
  • OK RA
    APPROVED
    Since 2019-04-15

Branch Locations

6305 Waterford Blvd Suite 300, Oklahoma City, OK 73118 • United States

Newcastle, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Oklahoma City OK 12/2016 01/2018
Unemployed Oklahoma City OK 05/2016 12/2016
Massmutual Life Insurance Co Oklahoma City OK 02/2018 Present
Mml Investors Services, Llc Oklahoma City OK 02/2018 Present
  • 12/2016 → 01/2018
    Foresters Financial Services
    Oklahoma City, OK
  • 05/2016 → 12/2016
    Unemployed
    Oklahoma City, OK
  • 02/2018 → Present
    Massmutual Life Insurance Co
    Oklahoma City, OK
  • 02/2018 → Present
    Oklahoma City, OK
Other Businesses

NAME: BENEFITS@WORK INV REL: Y ADD: 6305 WATERFORD BLVD #300, OKLAHOMA CITY, OK 73118 NATURE: GROUP LIFE/HEALTH POSITION: SALES START DATE: 10/28/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-04
S63 Uniform Securities Agent State Law Examination 2017-02-03
  • S65 Uniform Investment Adviser Law Examination
    2019-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-02-03

View on SEC IAPD

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