Gaetan Reginald Policard

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 07/2018
  Ae Wealth Management, Llc
  Topeka, KS
• 04/2014 → 08/2020
  Senior Advisor Corporation
  Miami, FL
• 06/2014 → 04/2018
  Wellcare Healthplans
  Miami Gardens, FL
• 07/2016 → Present
  Dream Cap, Llc
  Doral, FL
• 07/2018 → 10/2019
  Wealth Watch Advisors
  Englewood, CO
• 10/2019 → 09/2024
  Simplicity Wealth, Llc
  Summit, NJ
• 05/2020 → Present
  Komit Llc
  Miami, FL
• 09/2024 → Present
  Foundations Investment Advisors, Llc
  Dora, FL

Previous Registrations

• 2019-10-22 → 2024-09-03
  Simplicity Wealth
  Miami, FL
  Summit, NJ
  Miami, FL
• 2018-07-27 → 2019-10-15
  Wealth Watch Advisors, Inc
  Miami, FL
• 2017-01-24 → 2018-09-06
  Ae Wealth Management, Llc
  Miami, FL

Other Businesses

1) PNC PRIVATE CAPITAL; NON-INVESTMENT-RELATED; 3785 NW 82ND AVE, DORAL, FL 33166; LICENSED INSURANCE AGENT; APPROX. 0 HOURS/MONTH DURING TRADING HOURS. SERVES AS CONSULTING ADVISOR AND LOAN ORIGINATOR. 2) KOMIT LLC; NOT INVESTMENT-RELATED; 9740 NW 10TH TER, MIAMI, FL 33172; LUXURY CAR RENTAL; PRESIDENT; 05/2020; APPROX. 0 HOURS/MONTH DURING TRADING HOURS; RENTS LUXURY CARS 3) PEOPLES TRUST INSURANCE; NOT INVESTMENT RELATED; 13200 SW 128ST UNIT E4 MIAMI, FL 33186; INSURANCE AGENT PROPERTY AND CASUALTY AGENT; 10HRS/MONTH; PROCESSES SALES OF INSURANCE 4) DREAM CAP, LLC; INVESTMENT-RELATED; 8400 NW 36TH ST SUITE 450 DORAL, FL 33166; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES USING 3RD PARTY ESTATE GURU;DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE.; START DATE: 07/28/2025; 10 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5) RESOLUTION INSURANCE DBA PANEL INSURANCE; NON-INVESTMENT RELATED; 3785 NW 82ND AVE SUITE 201, MIAMI, FL 33166; PROPERTY & INSURANCE POLICIES; MANAGING PARTNER; START DATE: 05/29/2025; 10 HRS/MONTH DEVOTED TO OTHER BUSINESS; OFFERS PROPERTY AND CASUALTY INSURANCE COVERAGE THAT HELPS PROTECT ASSETS, INCLUDING PROPERTY OWNED

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-06