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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-11-10 |
Branch Locations
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finity Group, Llc | Seattle | WA | 12/2016 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2017 | 09/2017 |
| Unemployed | Seattle | WA | 08/2016 | 12/2016 |
| Unemployed | Bellevue | WA | 10/2017 | 01/2018 |
| Ubs Financial Services Inc. | Bellevue | WA | 02/2017 | 10/2019 |
| Parcion Private Wealth Management | Bellevue | WA | 10/2019 | 04/2021 |
| Pathstone | Bellevue | WA | 04/2021 | 10/2021 |
| Freestone Capital Management, Llc | Seattle | WA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
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