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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 01/2015 | 07/2023 |
| Bank Of America, N.A. | Scottsdale | AZ | 01/2015 | 07/2023 |
| J.P. Morgan Securities Llc | Tucson | AZ | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Tucson | AZ | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-18 |
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