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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-14 |
| TX | RA | APPROVED | 2018-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Hacienda Heights | CA | 09/2015 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Pedro | CA | 11/2017 | 12/2018 |
| Bank Of America, N.A. | San Pedro | CA | 09/2015 | 12/2018 |
| Jp Morgan Securities, Llc | West Covina | CA | 12/2018 | Present |
| Jp Morgan Chase Bank, N.A. | West Covina | CA | 12/2018 | Present |
| Axa Advisors, Llc | Los Angeles | CA | 12/2016 | 09/2017 |
| Vc Pet Services | Ontario | CA | 12/2025 | Present |
Entity Name: VC Pet Services Investment related: No Address: Private Residence Nature of the other business: Pet Services Position/Title/Relationship: Owner/Partner Start Date: 12/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am starting a doggy day care business under a sole proprietor. My role would be to pet sit and take dogs on walks on the weekends and also dog sit on the weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-29 |
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