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Ryan Keapproth

LPl Financial LLC

Brooklyn Center, MN

CRD 6735914

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-24
MN RA APPROVED 2025-07-16
  • TX RA
    APPROVED
    Since 2025-11-24
  • MN RA
    APPROVED
    Since 2025-07-16

Branch Locations

5825 Xerxes Ave N, Brooklyn Center, MN 55430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patrick's Restaurant And Bakery Maple Grove MN 01/2016 09/2016
Ameriprise Financial Services, Inc. Minneapolis MN 12/2016 09/2019
E*Trade Securities Llc Bloomington MN 09/2019 04/2021
E*Trade Financial Corporation Bloomington MN 09/2019 04/2021
Fidelity Investments Bloomington MN 04/2021 06/2022
Secured Retirement Advisors, Llc St. Louis Park MN 06/2022 01/2023
J.P. Morgan Securities Llc Savage MN 02/2023 07/2025
Jpmorgan Chase Bank, N.A. Savage MN 02/2023 07/2025
Fidelity Brokerage Services Llc Bloomington MN 04/2021 06/2022
Fidelity Personal And Workplace Advisors Bloomington MN 04/2021 06/2022
Harrisdirect Llc Bloomington MN 09/2019 04/2021
Morgan Stanley Bloomington MN 09/2019 04/2021
Nath Management Services Inc Maple Grove MN 07/2015 12/2019
Connexus Credit Union Brooklyn Center MN 07/2025 Present
Lpl Financial Llc Brooklyn Center MN 07/2025 Present
  • 01/2016 → 09/2016
    Patrick's Restaurant And Bakery
    Maple Grove, MN
  • 12/2016 → 09/2019
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 09/2019 → 04/2021
    E*Trade Securities Llc
    Bloomington, MN
  • 09/2019 → 04/2021
    E*Trade Financial Corporation
    Bloomington, MN
  • 04/2021 → 06/2022
    Fidelity Investments
    Bloomington, MN
  • 06/2022 → 01/2023
    St. Louis Park, MN
  • 02/2023 → 07/2025
    Savage, MN
  • 02/2023 → 07/2025
    Jpmorgan Chase Bank, N.A.
    Savage, MN
  • 04/2021 → 06/2022
    Fidelity Brokerage Services Llc
    Bloomington, MN
  • 04/2021 → 06/2022
    Fidelity Personal And Workplace Advisors
    Bloomington, MN
  • 09/2019 → 04/2021
    Harrisdirect Llc
    Bloomington, MN
  • 09/2019 → 04/2021
    Morgan Stanley
    Bloomington, MN
  • 07/2015 → 12/2019
    Nath Management Services Inc
    Maple Grove, MN
  • 07/2025 → Present
    Connexus Credit Union
    Brooklyn Center, MN
  • 07/2025 → Present
    Brooklyn Center, MN
Previous Registrations
  • 2023-02-09 → 2025-07-17
    Saint Paul, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Savage, MN
    Bloomington, MN
    Shakopee, MN
    Chaska, MN
  • 2022-06-16 → 2023-01-18
    St Louis Park, MN
  • 2021-06-30 → 2022-06-06
    Fidelity Personal And Workplace Advisors
    Bloomington, MN
  • 2019-09-11 → 2021-04-19
    Harrisdirect Llc
    Edina, MN
    Arlington, VA
    Bloomington, MN
  • 2017-04-11 → 2019-09-10
    Minneapolis, MN
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name ConneXus Investment Services Group - Investment Related - At Reported Business Location (s) - Start Date: 07/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2017-02-22
  • S65 Uniform Investment Adviser Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2017-02-22
Other Names
  • Ryan Keapproth
  • Ryan T Keapproth
  • Ryan Thomas Keapproth

View on SEC IAPD

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