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Troy M Barta

LPl Financial LLC

Brooklyn Center, MN

Ham Lake, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
MN RA APPROVED 2022-05-18
  • TX RA
    APPROVED
    Since 2025-11-26
  • MN RA
    APPROVED
    Since 2022-05-18

Branch Locations

5825 Xerxes Ave N, Brooklyn Center, MN 55430 • United States

Ham Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 05/2004 Present
Cuna Mutual Group Waverly IA 05/2004 Present
Lpl Financial Llc Brooklyn Center MN 05/2022 Present
  • 05/2004 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2004 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Brooklyn Center, MN
Previous Registrations
  • 2005-09-22 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Brooklyn Center, MN
    Brooklyn Center, MN
Other Businesses

1. 05-18-2022-ConneXus Investment Services Group- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-25
S65 Uniform Investment Adviser Law Examination 1996-04-29
S63 Uniform Securities Agent State Law Examination 1995-06-30
  • S66 Uniform Combined State Law Examination
    2005-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1995-06-30
Designations
Other Names
  • Troy Michael Barta
  • Troy M Barta

View on SEC IAPD

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Other Offices

THE HUNTINGTON INVESTMENT COMPANY · Brooklyn Center, MN
J.P. MORGAN SECURITIES LLC · Brooklyn Center, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BROOKLYN CENTER, MN
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