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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-26
  • MN RA
    APPROVED
    Since 2021-10-26

Branch Locations

1275 Ramsey Street Suite 800, Shakopee, MN 55379 • United States

Shakopee, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minnetonka MN 12/2016 07/2019
Cambria Le Sueur MN 07/2015 12/2016
Baird Minnetonka MN 07/2019 10/2021
Ameriprise Financial Services, Llc Shakopee MN 10/2021 Present
Previous Registrations
Other Businesses

Outside Employment; BDLR Group, Inc; Registered Team Member - Staff; Manage advisory business; 7601 France Ave, , Edina, MN, 55435; Not Investment-Related; 10/18/2021; 60 hours per month; 60 during trading hours / Dovetail Group LLC; Registered Team member - Staff; Manage advisory business; 6550 York Ave S, SUITE 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-10
  • S66 Uniform Combined State Law Examination
    2018-12-10
Other Names
  • Joseph Michael Larue

View on SEC IAPD

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