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Jonathan Moore

Ubs Financial Services Inc.

Seattle, WA

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-08
WA RA APPROVED 2020-06-23
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • WA RA
    APPROVED
    Since 2020-06-23

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Seattle WA 11/2016 07/2018
Chambers Bay Golf Course University Place WA 06/2007 10/2016
Ubs Financial Services Bellevue WA 07/2018 10/2019
Parcion Private Weatlh 10700 Northup Way Suite 110 WA 11/2019 03/2020
Ubs Financial Services Seattle WA 04/2020 Present
  • 11/2016 → 07/2018
    Ubs Financial Services
    Seattle, WA
  • 06/2007 → 10/2016
    Chambers Bay Golf Course
    University Place, WA
  • 07/2018 → 10/2019
    Ubs Financial Services
    Bellevue, WA
  • 11/2019 → 03/2020
    Parcion Private Weatlh
    10700 Northup Way Suite 110, WA
  • 04/2020 → Present
    Ubs Financial Services
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-31
  • S66 Uniform Combined State Law Examination
    2018-03-31

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
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