Aaron M Gordon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2023
  Kestra Investment Services, Llc
  Scottsdale, AZ
• 07/2016 → 08/2023
  Kestra Advisory Services, Llc
  Scottsdale, AZ
• 08/2023 → Present
  Lpl Financiall Llc
  Scottsdale, AZ

Previous Registrations

• 2016-08-08 → 2023-08-14
  Kestra Advisory Services, Llc
  Scottsdale, AZ
  Austin, TX
  Scottsdale, AZ
• 2014-01-07 → 2016-07-21
  Sii Investments, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Chandler, AZ
  Phoenix, AZ
  San Diego, CA

Other Businesses

1- 08/2023 / WATERMARK WEALTH STRATEGIES / DBA for LPL Business (entity for LPL business) / Investment Related 2- 08/2023 / Strategic Wealth Group, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related 3- 08/2023 / Aaron Gordan - Non Variable Insurance / Investment Related 4- 08/2023 / WWP NORTE, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related 5- 08/2023 / WATERMARK ESTATE PLANNERS, LLC / Business Owner / Non Investment Related 6- 08/2023 / Watermark Tax Strategies / Business Owner / Investment Related 7- 08/2023 / WATERMARK IRVINE PAC, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-04
• S63 Uniform Securities Agent State Law Examination
  1999-02-09

Designations

• Certified Financial Planner