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Current Employers
Sound View Wealth Advisors Group, Llc

1 Skidaway Village Walk Suite 201, Savannah, GA 31411 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-21
GA RA APPROVED 2024-06-24
  • SC RA
    APPROVED
    Since 2025-05-21
  • GA RA
    APPROVED
    Since 2024-06-24

Branch Locations

1 Skidaway Village Walk Suite 201, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 12/2016 03/2018
Hodges, Harbin, Newberry And Tribble, Inc. Macon GA 12/2014 11/2016
Sound View Wealth Advisors Group Savannah GA 03/2018 Present
  • 12/2016 → 03/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Savannah, GA
  • 12/2014 → 11/2016
    Hodges, Harbin, Newberry And Tribble, Inc.
    Macon, GA
  • 03/2018 → Present
    Sound View Wealth Advisors Group
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-07
  • S65 Uniform Investment Adviser Law Examination
    2024-06-07
Other Names
  • Nina Kate Cowart

View on SEC IAPD

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