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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| RI | RA | APPROVED | 2017-04-04 |
Branch Locations
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 12/2016 | Present |
| Bank Of America | Lincoln | RI | 09/2014 | 11/2016 |
| Ppac Ri | Providence | RI | 02/2005 | Present |
I*100779 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PPAC RI INVESTMENT RELATED: N ADDRESS OF BUSINESS: PROVIDENCE, RHODE ISLAND 2903 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 2/1/2005 NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THEATER EVENTS BARTENDER Royalties - $10 - $12 per year 20th Century Fox
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
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