Best Investors Account Sign in
Inactive

John Hartnett

Raymond James & Associates, Inc.

Wilmington, DE

Greenville, DE

CRD 6734302

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-01-22
  • DE RA
    APPROVED
    Since 2021-01-22

Branch Locations

1202 Foulk Rd Ste D, Wilmington, DE 19803 • United States

20 Montchanin Road Suite 280, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Advisory Services Wilmington DE 12/2016 Present
Capital And Worth, Inc. Wilmington DE 06/2003 Present
Raymond James & Associates Saint Petersburg FL 01/2021 Present
  • 12/2016 → Present
    H.D. Vest Advisory Services
    Wilmington, DE
  • 06/2003 → Present
    Capital And Worth, Inc.
    Wilmington, DE
  • 01/2021 → Present
    Raymond James & Associates
    Saint Petersburg, FL
Previous Registrations
  • 2016-12-22 → 2018-02-23
    Avantax Advisory Services
    Wilmington, DE
Designations
  • Personal Financial Specialist

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS

Nearby Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE

More in Wilmington, DE

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor