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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-01-22
  • DE RA
    APPROVED
    Since 2021-01-22

Branch Locations

1202 Foulk Rd Ste D, Wilmington, DE 19803 • United States

20 Montchanin Road Suite 280, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Advisory Services Wilmington DE 12/2016 Present
Capital And Worth, Inc. Wilmington DE 06/2003 Present
Raymond James & Associates Saint Petersburg FL 01/2021 Present
  • 12/2016 → Present
    H.D. Vest Advisory Services
    Wilmington, DE
  • 06/2003 → Present
    Capital And Worth, Inc.
    Wilmington, DE
  • 01/2021 → Present
    Raymond James & Associates
    Saint Petersburg, FL
Previous Registrations
  • 2016-12-22 → 2018-02-23
    Avantax Advisory Services
    Wilmington, DE
Designations

View on SEC IAPD

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