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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-21
IL RA APPROVED 1999-03-08
  • TX RA
    APPROVED_RES
    Since 2014-05-21
  • IL RA
    APPROVED
    Since 1999-03-08

Branch Locations

921 Charleston Ave, Mattoon, IL 61938-4222 • United States

993 Clocktower Dr Ste B, Springfield, IL 62704 • United States

Springfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield IL 09/2005 03/2020
Ameriprise Financial Services, Llc Springfield IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 993 Clocktower Dr. Springfield, IL 62704, ,; ; 09/01/2007. Business Ownership; Duane Raymond Properties, Inc.; ; General commercial properties ownership; 993 Clocktower Dr.Suite BSPringfield, IL 62704, ,; ; 09/01/2007; 1 to 9 hours per month; / J. Raymond, Inc; ; For monthly bill payment in an office setting (lights, supplies, staff, etc); 993 Clocktower Suite BSpringfield, IL 62704, ,; Not Investment-Related; 11/14/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-03
  • S66 Uniform Combined State Law Examination
    1999-03-03

View on SEC IAPD

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