David Michael Phipps

Current Employers

Employment History

• 10/2017 → Present
  Lpl Financial, Llc
  Mattoon, IL
• 10/2017 → 03/2021
  Cornerstone Wealth Management, Llc
  Mattoon, IL
• 03/2021 → Present
  First Neighborhood Bank
  Mattoon, IL
• 05/2003 → 10/2017
  Stifel Nicolaus & Co Inc
  Mattoon, IL

Previous Registrations

• 2017-10-04 → 2021-03-24
  Cornerstone Wealth Management, Llc
  Mattoon, IL
• 2003-05-05 → 2017-10-12
  Stifel, Nicolaus & Company, Incorporated
  Champaign, IL
  Mattoon, IL
  Decatur, IL
  Champaign, IL

Other Businesses

1. 10/04/2017 - HIGH SCHOOL AND COLLEGE BASKETBALL OFFICIATING/ OTHER - SPORTS/ 5%/ MATTOON, IL 2. 7/27/2020 - Krave Paradise LLC - Investment Related - At Reported Business Location(s) & Florida - Real Estate Rental - Start Date: 7/21/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Rental Income-Bought a rental property in Florida. 3. 4/26/2021 - City of Mattoon - Not Investment Related - Mattoon, IL - Non-Profit Board Member - City Commissioner - Start Date: 5/1/2021 - 20 Hours Per Month/0 Hours During Securities Trading - City of Mattoon (Illinois) Commissioner. 4. 05/31/2023 - 3 Rock Holdings LLC - Investment Related - Mattoon, IL - Real Estate Rental - Start Date 04/19/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading 5. 09/16/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Neighbor Wealth Management - INV Related- At Reported Business Location(s)- Start date 10/01/2025- 160 Hours Per Month- 125 Hours During Trading 6. 02/17/2026 - Marish Properties LLC - Real Estate Rental - Member - Investment Related - Mattoon, IL - Start Date 01/16/2026 - 8 hours per month/ 0 hours during trading 7. 06/16/2026 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/17/2024 - 8 Hours Per Month/ 1 Hour during Trading

Exams

• S66 Uniform Combined State Law Examination
  1998-12-17

Other Names

• David M Phipps