Fitzgerald Charlier

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2018
  Signator Investors, Inc.
  Fishers, IN
• 08/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-05-13 → 2018-08-20
  Signator Investors, Inc.
  Fishers, IN
  Carmel, IN
• 2004-11-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Indianapolis, IN
  Fishers, IN
  Carmel, IN

Other Businesses

1) SHERPA FINANCIAL GROUP LLC, 10735 SKY PRAIRIE ST, STE 300, FISHERS, IN, 02/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 2 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 20 HR/MO TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 3) CHRIST THE SAVIOR LUTHERAN CHURCH FAITH AND FINANCE COMMITTEE, 10500 E 126TH ST, FISHERS, IN, 10/2023, MEMBER, PARISHIONER GROUP, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) FITZGERALD CHARLIER, 180 Palmas Drive, Apartment 1101, Humacao PR 00791, United States, 12/01/2025, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-28

Designations

• Certified Financial Planner

Other Names

• Fito Charlier