Caroline Crisp Hall

Current Employers

Employment History

• 05/2019 → 10/2019
  Raymond James Financial Services, Inc.
  Brentwood, TN
• 08/2018 → 04/2019
  Level Four Investments
  Montgomery, AL
• 06/2017 → 08/2018
  Peachtree Planning Llc
  Montgomery, AL
• 08/2013 → 05/2017
  Auburn University
  Auburn, AL
• 10/2019 → 07/2021
  Raymond James Financial Services, Inc.
  Brentwood, TN
• 10/2019 → 10/2019
  Raymond James Financial Services Advisors, Inc.
  Brentwood, TN
• 01/2020 → 02/2021
  Face
  Nashville, TN
• 05/2019 → 07/2021
  Southwestern Investment Advisory Services
  Brentwood, TN
• 07/2021 → 08/2022
  Harbor Financial Services, Llc
  Mobile, AL
• 07/2021 → 08/2022
  Level Four Advisory Services
  Dallas, TX
• 08/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2021-07-06 → 2022-08-26
  Level Four Advisory Services
  Montgomery, AL
  Dallas, TX
• 2019-10-29 → 2021-07-08
  Sagespring Wealth Partners
  Brentwood, TN
• 2019-10-25 → 2019-10-28
  Raymond James Financial Services Advisors, Inc
  Brentwood, TN

Other Businesses

1) CAROLINE HALL, 4256 LOMAC ST MONTGOMERY AL 36106, 09/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 0 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2022 3) ABRAM WEALTH ADVISORS, 3170 Parliament Cir, Suite A, Montgomery AL 36116, United States, 08/25/2022, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING 4) ADVISORYSOUTH, LLC, 3170 Parliament Cir, Suite A, Montgomery AL 36116, United States, 08/25/2022, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2019-10-24

Designations

Other Names

• Caroline Crisp Hall
• Caroline Lacey Hall
• Caroline Lacey Crisp
• Caroline Crisp
• Caroline Lacey Crisp Hall