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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-22
  • TX RA
    APPROVED
    Since 2021-11-22

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

3949 S Lamar Blvd, Austin, TX 78704 • United States

2028 E Ben White Blvd, Austin, TX 78741 • United States

9908 Brodie Ln, Austin, TX 78748 • United States

501 S Congress Ave, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Austin TX 05/2004 09/2021
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2017-09-14
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2017-09-14
Other Names
  • Moses Mendez

View on SEC IAPD

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