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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-02-16
  • VA RA
    APPROVED
    Since 2018-02-16

Branch Locations

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Charlottesville VA 11/2016 01/2018
Wells Fargo Bank Na Charlottesville VA 08/2015 01/2018
Sterling Jewelers Charlottesville VA 10/2013 Present
Mutual Of Omaha Insurance Company Charlottesville VA 02/2018 Present
Mutual Of Omaha Investor Services Charlottesville VA 02/2018 Present
  • 11/2016 → 01/2018
    Charlottesville, VA
  • 08/2015 → 01/2018
    Wells Fargo Bank Na
    Charlottesville, VA
  • 10/2013 → Present
    Sterling Jewelers
    Charlottesville, VA
  • 02/2018 → Present
    Mutual Of Omaha Insurance Company
    Charlottesville, VA
  • 02/2018 → Present
    Mutual Of Omaha Investor Services
    Charlottesville, VA
Previous Registrations
Other Businesses

Insurance Agent - Start Date: 02/2018 - Non-investment Related - Insurance lines of business: Health and Life - Hours/per week during trading hours: 40 Triple C Ranch - Start date 01/01/2018 - 2 hrs per month. COO of family business, buy and sell cattle. 50% owner. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Board of Directors for my Neighborhood HOA; not investment related, no check writing authority. Less than 1/hr per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S65 Uniform Investment Adviser Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Designations
Other Names
  • Tyler Clay

View on SEC IAPD

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