Best Investors
Account
Sign in
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-02-16 |
Branch Locations
4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Charlottesville | VA | 11/2016 | 01/2018 |
| Wells Fargo Bank Na | Charlottesville | VA | 08/2015 | 01/2018 |
| Sterling Jewelers | Charlottesville | VA | 10/2013 | Present |
| Mutual Of Omaha Insurance Company | Charlottesville | VA | 02/2018 | Present |
| Mutual Of Omaha Investor Services | Charlottesville | VA | 02/2018 | Present |
Insurance Agent - Start Date: 02/2018 - Non-investment Related - Insurance lines of business: Health and Life - Hours/per week during trading hours: 40 Triple C Ranch - Start date 01/01/2018 - 2 hrs per month. COO of family business, buy and sell cattle. 50% owner. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Board of Directors for my Neighborhood HOA; not investment related, no check writing authority. Less than 1/hr per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
Reach out to this advisor