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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-21 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Syngenta | Minnetonka | MN | 11/2014 | 11/2016 |
| Focus Financial | Minnetonka | MN | 11/2016 | Present |
| Royal Alliance | Jersey City | NJ | 11/2016 | 03/2020 |
| Osaic Wealth, Inc. | Minneapolis | MN | 03/2020 | Present |
1. FOCUS FINANCIAL NETWORK INC POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/05/2023 ADDRESS: 1000 Shelard Pkwy, Minneapolis MN 55426, United States DESCRIPTION: Client contact, retirement planning, client meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-20 |
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