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Current Employers
Madrid Retirement Advisors

111 N. Sepulveda Blvd. Suite 250, Manhattan Beach, CA 90266 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-23
  • CA RA
    APPROVED
    Since 2026-02-23

Branch Locations

111 N. Sepulveda Blvd. Suite 250, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California State University Long Beach Long Beach CA 01/2016 12/2017
Lpl Financial, Llc Manhattan Beach CA 11/2016 Present
Madrid Financial Services Manhattan Beach CA 09/2017 Present
  • 01/2016 → 12/2017
    California State University Long Beach
    Long Beach, CA
  • 11/2016 → Present
    Lpl Financial, Llc
    Manhattan Beach, CA
  • 09/2017 → Present
    Madrid Financial Services
    Manhattan Beach, CA
Other Businesses

1. 10/17/2017 - MADRID FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ MANHATTAN BEACH, CA 2. 10/17/2017 - MADRID RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ MANHATTAN BEACH, CA 3. 12/15/2017 - Madrid Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 09/29/2017 - 200 Hours Per Month / 50 Hours During Trading - 100% Time Spent - I provide investment advisory services through Madrid Financial Services, an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
  • S66 Uniform Combined State Law Examination
    2017-12-13
Other Names
  • Diego Cortez

View on SEC IAPD

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