Cody Alexander Stapleton

Current Employers

Employment History

• 11/2016 → 09/2017
  Money Concepts Capital Corp.
  Portsmouth, OH
• 05/2015 → 09/2017
  Portsmouth Brewing Company
  Portsmouth, OH
• 08/2015 → 07/2019
  Shawnee State University
  Portsmouth, OH
• 08/2017 → 09/2019
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 09/2019 → 08/2021
  Cambridge Investment Research Inc.
  Fairfield, IA
• 09/2019 → 08/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2021 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 10/2020 → Present
  Ollies Burgers & Barbeque
  Portsmouth, OH

Previous Registrations

• 2019-09-19 → 2021-08-25
  Cambridge Investment Research Advisors, Inc.
  Portsmouth, OH
• 2017-09-01 → 2019-09-05
  Money Concepts Capital Corp
  Bellefontaine, OH
  Portsmouth, OH
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Wheelersburg, OH

Other Businesses

1. Ollies Burgers & Barbeque, 1619 CHILLICOTHE STREET, PORTSMOUTH, OH, SON OF OWNER/CLOSE REGISTERS, 10/28/20, NIR, Non-investment related, 1-10% time spent on activity during non-securities hrs. 2. Administrative Services, Salaried individual, since 1/1/2023, support services, Investment related, 1-10% time spent on activity during securities hrs. 3. STAPLETON WEALTH MANAGEMENT & CO. LLC, since 1/30/2023, Owner, Officer, Taz reporting purposes, Non-investment related, 1-10% time spent on activity during securities hrs. 4. RIVER RAT HOLDING COMPANY LLC, since 2/1/2026, 100 Tanglewood Dr, Wheelerburg, OH 45694, Real Estate Holding Co, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-30
• S63 Uniform Securities Agent State Law Examination
  2018-03-30

Other Names

• Cody Alexander Stapleton
• Cody A Stapleton