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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-04
OH RA APPROVED 2000-09-21
  • TX RA
    APPROVED_RES
    Since 2016-08-04
  • OH RA
    APPROVED
    Since 2000-09-21

Branch Locations

310 Caldwell St, Chillicothe, OH 45601 • United States

115 N Market St, Waverly, OH 45690-1363 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Waverly OH 08/2000 Present
Homeland Credit Union Chillicothe OH 02/2011 Present
  • 08/2000 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Waverly, OH
  • 02/2011 → Present
    Homeland Credit Union
    Chillicothe, OH
Other Businesses

1. 04/14/2004 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) 2. 12/21/2006 - Oakbridge Financial Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 3% 3. 12/27/2007 - Oakbridge Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 02/16/2011 - Oakbridge Financial Parters, LLC located at Homeland Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5. 08/28/2019 - R2 Properties, LLC - Investment related - 115 N. Market Street - Real Estate Rental - start date:06/01/2014 - 1 hr/mo - 0 hrs during trading. 6. 1/8/2020 - Meadow Run Farm, LLC - Not Investment Related - 3864 meadow run road, waverly, ohio 45690 - Not a business -buying vacant recreational land - Started 12/01/2018 - 0 Hours Per Month - Recreational hunting land. 7. 7/22/2021 - Ohio Valley Bancorp - Investment Related - 3035 State Route 160 Gallipolis, OH 45631 - For-Profit Board Member - Start Date: 8/18/2021 - 4 Hours Per Month/3 Hours During Securities Trading. 8. 10/07/2021 - Malgav Properties, LLC - Investment Related - 112 Keechle Hill Rd., Waverly, Ohio 45690 and Chillicothe, OH 45601 - Real Estate Rental - Start Date: 10/18/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 9. 08/27/2024 - DBA Dogwood Hills Golf Course - Business Owner - Not Investment Related - 1193 debord road, chillicothe, OH - Start Date 08/21/2024 - 3 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-13
  • S63 Uniform Securities Agent State Law Examination
    2004-02-13

View on SEC IAPD

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