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Nicholas Cassius Clay

Pfs Investments Inc.

Clifton Park, NY

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

258 Ushers Rd Ste 202, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Clifton Park NY 02/2017 Present
Primerica Financial Services Clifton Park NY 07/2016 Present
Ups Latham NY 06/2004 05/2018
Ywca Schnectady NY 01/2019 05/2019
  • 02/2017 → Present
    Clifton Park, NY
  • 07/2016 → Present
    Primerica Financial Services
    Clifton Park, NY
  • 06/2004 → 05/2018
    Ups
    Latham, NY
  • 01/2019 → 05/2019
    Ywca
    Schnectady, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 10/2022 being One World LLC, not investment related, 6 Cimino Ln Apt 3 Rotterdam, NY 12306. Position: Coach: Founder Owner 160 hours per month, 80 hours during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2017-04-03

View on SEC IAPD

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