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Shane Eugene Merritt

Wells Fargo Advisors Financial Network, LLC

Portsmouth, NH

CRD 3163687

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-02-07
TX RA APPROVED 2024-01-08
  • NH RA
    APPROVED
    Since 2024-02-07
  • TX RA
    APPROVED
    Since 2024-01-08

Branch Locations

36 Maplewood Ave Suite #1 1St Floor, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Gloucester MA 01/2009 01/2024
Gloucester Marine Railways Gloucester MA 08/2012 Present
Unum Insurance Company Gloucester MA 05/2017 Present
Wells Fargo Advisors Financial Network, Llc Portsmouth NH 01/2024 Present
Previous Registrations
Other Businesses

TRUSTEE FOR FRIEND, INV RELATED, ROCKPORT, MA, START: 2/27/2024, 8 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-23
S63 Uniform Securities Agent State Law Examination 1999-02-05
  • S65 Uniform Investment Adviser Law Examination
    1999-02-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-05

View on SEC IAPD

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Nearby Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH

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