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Shuk Ming Leung

J.P. Morgan Securities LLC

Foster City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-18
TX RA APPROVED 2025-11-18
  • CA RA
    APPROVED
    Since 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-18

Branch Locations

925 E Hillsdale Blvd., Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 11/2016 11/2017
Bank Of America San Francisco CA 11/2014 11/2016
Jpmorgan Chase Bank, N.A. San Francisco CA 11/2016 11/2017
Citigroup/Citibank San Francisco CA 11/2017 11/2021
Morgan Stanley Burlingame CA 11/2021 04/2023
Hsbc Bank Cupertino CA 04/2023 11/2025
J.P. Morgan Securities Llc Foster City CA 11/2025 Present
Jpmorgan Chase Bank, N.A. Foster City CA 11/2025 Present
Hsbc Securities (Usa) Inc. Cupertino CA 05/2023 11/2025
  • 11/2016 → 11/2017
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 11/2014 → 11/2016
    Bank Of America
    San Francisco, CA
  • 11/2016 → 11/2017
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 11/2017 → 11/2021
    Citigroup/Citibank
    San Francisco, CA
  • 11/2021 → 04/2023
    Morgan Stanley
    Burlingame, CA
  • 04/2023 → 11/2025
    Hsbc Bank
    Cupertino, CA
  • 11/2025 → Present
    J.P. Morgan Securities Llc
    Foster City, CA
  • 11/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Foster City, CA
  • 05/2023 → 11/2025
    Hsbc Securities (Usa) Inc.
    Cupertino, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2017-01-04
  • S65 Uniform Investment Adviser Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2017-01-04
Other Names
  • Mandy Leung
  • Shuk Leung
  • Shuk Ming Leung
  • Shukming Leung
  • Mandy Shuk Ming Leung
  • Mandy Shuk Ming Leung

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA
SEMPERVIRENS VENTURES LLC · SAN MATEO, CA

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