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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-06-13 |
Branch Locations
4170 Old Milton Pkwy, Alpharetta, GA 30005 • United States
11798 Haynes Bridge Rd, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Alpharetta | GA | 11/2016 | 11/2021 |
| Wells Fargo Bank | Alpharetta | GA | 07/2015 | 11/2021 |
| J.P. Morgan Securities Llc | Roswell | GA | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Roswell | GA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-02 |
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