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Jose Manuel Rivera

Wells Fargo Clearing Services, LLC

Redlands, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-21
  • CA RA
    APPROVED
    Since 2022-01-21

Branch Locations

220 E State St, Redlands, CA 92373 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Bernadino CA 06/2011 Present
Wells Fargo Clearing Services Llc San Bernadino CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Jose Rivera

View on SEC IAPD

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CHRISTOPHER AARON PALMER
JOAN HSU
PATRICK MICHAEL RYAN
LARRY GORDON ETZWEILER
JULIA NICOLE NAMAN
JOHN JEFFREY MARVIN

Other Offices

DILIGENT INVESTORS, LLC · REDLANDS, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · REDLANDS, CA
EAGLE STRATEGIES LLC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
EDWARD JONES · REDLANDS, CA
BOSMAN WEALTH MANAGEMENT, LLC · REDLANDS, CA
PRIVATE MANAGEMENT GROUP INC · Redlands, CA

More in Redlands, CA

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