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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-05
TX RA APPROVED 2022-10-05
  • PA RA
    APPROVED
    Since 2022-10-05
  • TX RA
    APPROVED
    Since 2022-10-05

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Lansdale PA 10/2014 09/2022
Wells Fargo Clearing Services, Llc Lansdale PA 11/2016 09/2022
The Vanguard Group, Inc. Malvern PA 09/2022 Present
  • 10/2014 → 09/2022
    Wells Fargo Bank, Na
    Lansdale, PA
  • 11/2016 → 09/2022
    Lansdale, PA
  • 09/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2017-02-20
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2017-02-20
Other Names
  • Sarah Beth Mcdowell
  • Sarah Beth Arce
  • Sarah Holahan
  • Sarah B Holahan
  • Sarah B Mcdowell
  • Sarah B Arce

View on SEC IAPD

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