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Kelvin Vinh Lam

Wells Fargo Clearing Services, LLC

Huntington Beach, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-25
CA RA APPROVED 2021-01-09
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • CA RA
    APPROVED
    Since 2021-01-09

Branch Locations

19840 Beach Blvd, Huntington Beach, CA 92648 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Huntington Beach CA 04/2007 Present
Wells Fargo Clearing Services Llc Huntington Beach CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Kelvin Lam

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
J.P. MORGAN SECURITIES LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
SIMPLICITY WEALTH · Huntington Beach, CA
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON BEACH, CA
AE WEALTH MANAGEMENT, LLC · HUNTINGTON BEACH, CA
INTEGRATED WEALTH CONCEPTS LLC · HUNTINGTON BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · HUNTINGTON BEACH, CA

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