Robert William Forrester

Current Employers

Employment History

• 11/2016 → 10/2019
  National Securities Corp
  Miller Place, NY
• 09/2017 → 10/2019
  National Asset Management
  Miller Place, NY
• 10/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2017 → 06/2022
  North Fork Asset Management Inc.
  Miller Place, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2023 → Present
  Lswm Llc
  Rocky Point, NY
• 11/2023 → 11/2024
  Johnson Mowdy Associates, Cpa's, P.C.
  Aquebogue, NY

Previous Registrations

• 2017-09-21 → 2019-10-22
  B. Riley Wealth Advisors, Inc.
  Miller Place, NY

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM-CARE 2) NAME OF OTHER BUSINESS: THE LION'S SHARE WEALTH MANAGEMENT INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: LSWM LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX RETURNS AND BOOKKEEPING SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: OWNER/ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: PREPARE INDIVIDUAL AND BUSINESS TAX RETURNS, PROVIDE BOOKKEEPING SERVICES TO BUSINESSES;

Exams

• S66 Uniform Combined State Law Examination
  2017-06-08