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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2021-01-26 |
| TX | RA | APPROVED | 2021-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 07/2016 | 06/2017 |
| World Of Angels, Llc | West Chester | PA | 10/2018 | 01/2021 |
| Vanguard Marketing Corporation | Malvern | PA | 06/2017 | 12/2020 |
| Vanguard Advisers, Inc. | Malvern | PA | 12/2019 | 12/2020 |
| J.P. Morgan Chase Bank, N.A. | Rocky Point | NY | 01/2021 | Present |
| J.P. Morgan Securities, Llc | Rocky Point | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-30 |
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