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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2021-01-26
TX RA APPROVED 2021-01-26
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2021-01-26
  • TX RA
    APPROVED
    Since 2021-01-26

Branch Locations

128 Main Street, Yaphank, NY 11980 • United States

346-20 Route 25A, Rocky Point, NY 11778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 07/2016 06/2017
World Of Angels, Llc West Chester PA 10/2018 01/2021
Vanguard Marketing Corporation Malvern PA 06/2017 12/2020
Vanguard Advisers, Inc. Malvern PA 12/2019 12/2020
J.P. Morgan Chase Bank, N.A. Rocky Point NY 01/2021 Present
J.P. Morgan Securities, Llc Rocky Point NY 01/2021 Present
  • 07/2016 → 06/2017
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2018 → 01/2021
    World Of Angels, Llc
    West Chester, PA
  • 06/2017 → 12/2020
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2019 → 12/2020
    Malvern, PA
  • 01/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Rocky Point, NY
  • 01/2021 → Present
    Rocky Point, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
S63 Uniform Securities Agent State Law Examination 2016-08-30
  • S66 Uniform Combined State Law Examination
    2019-11-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-30
Other Names
  • Matthew Clarke
  • Matthew James Clarke

View on SEC IAPD

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