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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-28 |
| AZ | RA | APPROVED | 2022-09-27 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randstad/Vanguard | Atlanta | GA | 11/2016 | 04/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2017 | Present |
| Randstad/Charles Schwab | Atlanta | GA | 04/2016 | 11/2016 |
| Self Employed | Phoenix | AZ | 10/2016 | 12/2016 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 04/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-26 |
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