Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-05-01 |
| TX | RA | APPROVED | 2024-04-23 |
Branch Locations
6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 09/2020 |
| Rbc Capital Markets, Llc | Sioux Falls | SD | 09/2020 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 04/2024 | Present |
KF HOLDINGS; NOT INV RELATED; SIOUX FALLS, SD; LAND PURCHASE ;50% OWNERSHIP; START DATE: 06/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-08 |
Reach out to this advisor