Anne Marie Hughey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2013-06-24
IL	RA	APPROVED	2011-07-15
NJ	RA	APPROVED	2010-07-09

WI RA
APPROVED

Since 2013-06-24
IL RA
APPROVED

Since 2011-07-15
NJ RA
APPROVED

Since 2010-07-09

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Cottage Grove, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Madison	WI	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Madison, WI

Other Businesses

INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH THRU COMPASS BENEFITS SPECIALISTS, LLC 4 WEEKDAY AND 0 EVENING HOURS STARTED 09/2000 A&M Financial Services, LLC 421 Southing Grange / United States/ No / Company /Start Date 5/1/19/ No / No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-08
S63	Uniform Securities Agent State Law Examination	1999-01-16

S65 Uniform Investment Adviser Law Examination

2010-07-08
S63 Uniform Securities Agent State Law Examination

1999-01-16

Other Names

Anne Marie Dellamater
Anne Marie Peterson
Anne Marie Dellamater

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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